| ONLINE
TRADES |
| EQUITY
TRADES: |
| The basic
rate for stock trades placed online is $24.95 for trades up
to 1,000 shares. Trades over 1,000 shares are $.02 per share
for each additional share. |
| For stocks priced less than $1.00,
the rate is 4% of principal plus $24.95 |
| A $2,500
minimum initial investment is required to open a cash account.
A $5,000 minimum initial investment is required to open a margin
account. |
|
| OPTIONS: |
| $26.95 + $2.00 per
contract |
|
| NO-LOAD
MUTUAL FUNDS: |
| Purchases: |
$29.95 |
| Redemption: |
$29.95 |
| Exchanges within Fund
Family: |
$29.95 |
| NOTE: The sales charge for purchasing
a load fund is fixed by the prospectus. There are no additional
transaction fees charged. While no-load funds do not assess sales charges,
fund shares are subject to management fees and certain other expenses.
Redemption fees may also apply. |
|
| BONDS: |
| $75 commission per
transaction if LFS acts as agent. Otherwise, an appropriate
markup/markdown will be applied. |
| |
| LFS
REGISTERED REPRESENTATIVE ASSISTED TRADES |
| EQUITY TRADES: |
| $0 - 2,499 |
$29.50 + 1.7% of principal |
| $2,500 - 6,249 |
$55.50 + 0.66% |
| $6,250 - 19,999 |
$75.50 + 0.34% |
| $20,000 - 49,999 |
$99.50 + 0.22% |
| $50,000 - 499,999 |
$154.50 + 0.11% |
| $500,000 |
$254.50 + 0.09% |
| Subject to a minimum
commission of $50 per trade or 5 cents per share (whichever
is greater) and a maximum commission of 50 cents per share. |
|
|
| OPTIONS: |
| Transaction |
Fee |
| $0 to 2,500 |
$29 + 1.6% of dollar
amount |
| $2,501 to 10,000 |
$49 + 0.8% of dollar amount |
| $10,001+ |
$99 + 0.3% of dollar
amount |
| Subject to a minimum commission of
$50 per trade or $3 per contract (whichever is greater) and
a maximum commission of $20 per contract. |
|
|
| NO-LOAD
MUTUAL FUNDS: |
| Purchases: |
$24 + .2% principal
$34.95 minimum
$150 maximum |
| Redemption: |
$34.95 |
| Exchanges within Fund
Family: |
$34.95 |
| NOTE: The sales charge for purchasing
a load fund is fixed by the prospectus. There are no additional
transaction fees charged. While no-load funds do not assess sales charges,
fund shares are subject to management fees and certain other expenses.
Redemption fees may also apply. |
|
|
| BONDS: |
| $75 commission per
transaction if LFS acts as agent. Otherwise an appropriate
markup/markdown will be applied. |
|
|
| OTHER
FEES |
| RETIREMENT
PLANS: |
| Defined Benefit Plan |
$35 per annum |
| IRA Liquidation |
$75 |
|
|
| MISCELLANEOUS
FEES: |
| Transaction |
Fee |
| Legal Transfers or
Changes in Registration of Securities |
$30 |
| Extensions / Late Payments |
$20 |
| Copies of Statements |
$3 |
| Wire Transfers |
$20 |
| Account Close-Out
Fee |
$75 |
| Returned Checks |
$25 |
| Voluntarily Reorganizations |
$35 |
| Mandatory Reorganizations |
$20 |
| Dividend Reinvestment Plan |
$1 per event |
| Stock Certificates |
$25 |
| Foreign Securities Surcharge |
$100 |
| Stop Payment Fee |
$20 |
| Verification of Deposits |
$20 |
Account Maintenance Fee (excluding
IRAs)
(assessed when transactions do not generate $100 in commission
per year in accounts with average monthly balances less than
$10,000) |
$50 |
Investing in securities involves risks, and there is always the potential of losing money when you invest in securities.
Investors should carefully consider a fund's investment objectives, risks, charges and expenses before investing.
This and other important information is included in the fund's prospectus, which should be read carefully before investing. Prospectuses
for can be obtained by contacting your personal investment representative.
Options carry a high level of risk and are not suitable for all investors. Certain requirements must be met to trade
options through LaSalle Financial Services, Inc. Options may not be suitable for all investors. Please read the options disclosure
document titled "Characteristics and Risks of Standardized Options" before considering any option transaction. Contact LaSalle Financial
Services, Inc.. at 1.800.554.5507 for a copy. Separate client agreement is needed.
Securities and Insurance Products are provided by LaSalle Financial Services, Inc. and:
